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基于改进极限学习机模型的盾构掘进引发地表最大沉降预测

阮永芬 邱龙 乔文件 闫明 郭宇航

阮永芬,邱龙,乔文件,等. 基于改进极限学习机模型的盾构掘进引发地表最大沉降预测[J]. 水文地质工程地质,2023,50(5): 124-133 doi:  10.16030/j.cnki.issn.1000-3665.202210007
引用本文: 阮永芬,邱龙,乔文件,等. 基于改进极限学习机模型的盾构掘进引发地表最大沉降预测[J]. 水文地质工程地质,2023,50(5): 124-133 doi:  10.16030/j.cnki.issn.1000-3665.202210007
RUAN Yongfen, QIU Long, QIAO Wenjian, et al. Prediction of the maximum ground settlement caused by shield tunneling based on the improved limit learning machine model[J]. Hydrogeology & Engineering Geology, 2023, 50(5): 124-133 doi:  10.16030/j.cnki.issn.1000-3665.202210007
Citation: RUAN Yongfen, QIU Long, QIAO Wenjian, et al. Prediction of the maximum ground settlement caused by shield tunneling based on the improved limit learning machine model[J]. Hydrogeology & Engineering Geology, 2023, 50(5): 124-133 doi:  10.16030/j.cnki.issn.1000-3665.202210007

基于改进极限学习机模型的盾构掘进引发地表最大沉降预测

doi: 10.16030/j.cnki.issn.1000-3665.202210007
基金项目: 云南省重点研发计划(社会发展领域)项目(2018BC008)
详细信息
    作者简介:

    阮永芬(1964-),女,博士,教授,主要从事工程地质与岩土工程的研究。E-mail:rryy64@163.com

    通讯作者:

    邱龙(1998-),男,硕士研究生,主要从事工程地质与岩土工程的研究。E-mail: 1034403813@qq.com

  • 中图分类号: TU478

Prediction of the maximum ground settlement caused by shield tunneling based on the improved limit learning machine model

  • 摘要: 城市地铁盾构施工引发的地面过大变形会严重影响周边构筑物的正常使用,甚至引发工程事故。针对传统预测方法中的数据维度过大容易导致精度降低、计算复杂等问题,提出了一种基于主成分分析(principal component analysis,PCA)算法和哈里斯鹰优化(Harris Hawks optimization,HHO)算法的极限学习机(extreme learning machine,ELM)预测模型。在地质、几何及盾构参数中初选14个影响因子,利用PCA算法在14维数组中分离和提取5个主成分变量作为模型的输入,利用HHO优化ELM模型的输入层权值和隐含层阈值参数,得到预测模型的最优解。以昆明轨道交通五号线怡心桥站—广福路站隧道区间监测数据进行仿真验证,并将该模型与BP神经网络、RBF、未优化的ELM模型进行对比分析。结果表明:PCA-HHO-ELM预测模型的均方根误差为0.143 5、平均绝对误差为0.026 2、决定系数为0.959 6,相较于其他模型,该模型具有更优的预测性能;与未优化的ELM模型相比,HHO算法能够提高ELM模型的预测精度和泛化能力。PCA-HHO-ELM模型能可靠预测盾构诱发的地表最大沉降,可为类似变形预测提供一种更为可行的新思路。
  • 图  1  ELM算法模型结构图

    Figure  1.  Structure diagram of ELM algorithm model

    图  2  PCA-HHO-ELM模型流程图

    Figure  2.  Flow chart of PCA-HHO-ELM model

    图  3  PCA主成分提取变量

    Figure  3.  PCA principal component extraction variables

    图  4  PCA-HHO-ELM模型预测结果

    Figure  4.  Prediction results of PCA-HHO-ELM model

    图  5  各模型预测结果对比

    Figure  5.  Comparison of prediction results of various models

    表  1  数据集数据统计信息表

    Table  1.   Data set statistics table

    参数 最小值 最大值
    地质参数 地下水位(A1)/m 1.50 1.92
    浮密度(A2)/(g·cm–3 0.54 0.77
    压缩模量(A3)/MPa 3.37 4.42
    泊松比(A4 0.28 0.33
    侧压力系数(A5 0.49 0.59
    几何参数 埋深(A6)/m 18.4 25.3
    盾构参数 土压力(A7)/MPa 1.8 2.7
    总推力(A8)/kN 8 760 16 280
    掘进速度(A9)/(mm·min–1 61 94
    出土量(A10)/ m3 45.8 48.0
    刀盘扭矩(A11)/(N·m) 1 200 2 275
    拼装时间(A12)/h 0.35 0.85
    注浆量(A13)/m3 3.60 4.40
    注浆压力(A14)/bar 3.0 3.8
    地表最大沉降/mm −15.69 10.44
    下载: 导出CSV

    表  2  主成分系数矩阵

    Table  2.   Principal component coefficient matrix

    影响因子 主成分
    1 2 3 4 5
    A1 0.897 0.023 0.086 0.077 0.052
    A2 0.937 −0.077 0.043 0.041 0.051
    A3 −0.228 0.586 0.376 −0.460 −0.163
    A4 −0.271 −0.259 −0.724 0.340 0.105
    A5 0.956 −0.068 −0.130 −0.007 −0.028
    A6 0.376 0.335 0.365 0.492 0.315
    A7 0.683 −0.093 −0.116 −0.520 0.060
    A8 −0.078 0.310 0.425 −0.053 0.748
    A9 −0.474 0.530 −0.582 0.019 0.216
    A10 −0.227 0.867 −0.247 0.123 −0.128
    A11 −0.809 −0.112 −0.056 −0.256 0.188
    A12 −0.790 −0.464 0.277 −0.071 0.080
    A13 −0.201 −0.636 0.046 0.019 0.247
    A14 −0.445 −0.011 0.622 0.384 −0.365
    下载: 导出CSV

    表  3  4类模型预测结果

    Table  3.   Prediction results of four types of models

    组号 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
    实测值/mm 2.89 9.86 5.03 4.45 2.07 10.44 0.82 3.64 0.44 13.42 9.69 4.96 2.54 1.93 1.43
    BP预测值/mm 1.62 −8.49 3.61 −8.92 −0.56 12.08 −0.97 3.51 0.12 −13.78 10.10 −3.74 2.53 2.24 0.70
    RBF预测值/mm 5.04 0.49 2.12 2.00 −2.86 2.81 0.31 4.48 0.50 −11.03 5.07 −11.39 2.03 2.01 0.50
    ELM预测值/mm −0.24 −6.17 4.21 0.11 −0.94 12.90 0.27 −0.51 −1.51 −11.13 11.95 −4.05 2.63 2.12 0.26
    PCA-HHO-ELM预测值/mm 2.11 −7.83 4.93 −5.25 0.14 9.38 −1.90 7.34 −1.23 −12.66 12.93 −4.72 3.83 3.46 −0.82
    组号 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
    实测值/mm 0.01 6.33 5.22 14.19 13.74 1.14 4.17 5.31 1.61 0.08 9.90 1.24 10.84 2.24 12.35
    BP预测值/mm −0.06 4.85 4.89 −14.13 −14.25 0.49 4.10 5.93 1.73 −0.05 −9.73 −0.01 −10.46 1.30 −11.83
    RBF预测值/mm 0.50 3.59 2.56 −11.32 −7.45 0.50 4.47 5.07 0.50 0.50 −9.67 0.50 −8.02 0.58 −7.45
    ELM预测值/mm −0.53 5.72 5.79 −11.76 −15.91 1.34 2.90 5.71 1.65 −0.58 −9.78 0.70 −8.43 −0.12 −14.09
    PCA-HHO-ELM预测值/mm −1.33 6.50 6.89 −13.27 −14.07 2.16 4.35 2.43 4.00 −0.99 −9.01 0.13 −10.76 1.18 −12.41
    下载: 导出CSV

    表  4  模型性能评价结果

    Table  4.   Performance evaluation results of the model

    评价指标 RMSE MAE R2 最大误差/mm 平均误差/mm
    PCA-HHO-ELM模型 0.143 5 0.026 2 0.959 6 3.70 1.29
    BP预测模型 0.232 3 0.042 4 0.894 3 4.48 0.82
    RBF模型 0.392 1 0.071 6 0.698 6 10.35 2.52
    ELM预测模型 0.571 8 0.104 4 0.359 2 4.56 1.48
    下载: 导出CSV
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出版历程
  • 收稿日期:  2022-10-08
  • 修回日期:  2023-01-07
  • 网络出版日期:  2023-08-11
  • 刊出日期:  2023-09-19

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